The four occupations (), or " four categories of the people" (),Hansson, pp. 20-21Brook, 72. was an job classification used in ancient China by either Confucianism or Legalist scholars as far back as the late Zhou dynasty and is considered a central part of the fengjian social structure (c. 1046–256 BC).Fairbank, 108. These were the (warrior nobles, and later on gentry scholars), the (peasant farmers), the (artisans and craftsmen), and the (merchants and traders). The four occupations were not always arranged in this order. The four categories were not socioeconomic classes; wealth and standing did not correspond to these categories, nor were they hereditary.
The system did not factor in all social groups present in premodern Chinese society, and its broad categories were more an idealization than a practical reality. The commercialism of Chinese society in the Song dynasty and Ming dynasty periods further blurred the lines between these four occupations. The definition of the identity of the shi class changed over time—from warriors to aristocratic scholars, and finally to scholar-bureaucrats. There was also a gradual fusion of the wealthy merchant and landholding gentry classes, culminating in the late Ming dynasty.
In some manner, this system of social order was adopted throughout the Chinese cultural sphere. In Japanese it is called shinōkōshō, and the three under the samurai class were equal social and occupational classifications, while the shi was modified into a hereditary class, the samurai.
Scholars, farmers, artisans, and merchants; each of the four peoples had their respective profession. Those who studied in order to occupy positions of rank were called the shi (scholars). Those who cultivated the soil and propagated grains were called nong (farmers). Those who manifested skill ( qiao) and made utensils were called gong (artisans). Those who transported valuable articles and sold commodities were called shang (merchants).Barbieri-Low (2007), 36–37.
The Rites of Zhou described the four groups in a different order, with merchants before farmers.
Anthony J. Barbieri-Low, Professor of Early Chinese History at the University of California, Santa Barbara, writes that the classification of "four occupations" can be viewed as a mere rhetorical device that had no effect on government policy. However, he notes that although no statute in the Qin or Han law codes specifically mentions the four occupations, some laws did treat these broadly classified social groups as separate units with different levels of legal privilege.
The categorisation was sorted according to the principle of economic usefulness to state and society, that those who used mind rather than muscle (scholars) were placed first, with farmers, seen as the primary creators of wealth, placed next, followed by artisans, and finally merchants who were seen as a social disturbance for excessive accumulation of wealth or erratic fluctuation of prices.
The four occupations were not a hereditary system.
From the fourth century BC, the shi and some wealthy merchants wore Shenyi, while the working class wore trousers.Gernet, 129–130.
The shi had a strict code of chivalry. In the battle of Zheqiu, 420 BC, the shi Hua Bao shot at and missed another shi Gongzi Cheng, and just as he was about to shoot again, Gongzi Cheng said that it was unchivalrous to shoot twice without allowing him to return a shot. Hua Bao lowered his bow and was subsequently shot dead. In 624 BC a disgraced shi from the State of Jin led a suicidal charge of chariots to redeem his reputation, turning the tide of the battle. In the Battle of Bi, 597 BC, the routing chariot forces of Jin were bogged down in mud, but pursuing enemy troops stopped to help them get dislodged and allowed them to escape.
As chariot warfare became eclipsed by mounted cavalry and infantry units with effective crossbowmen in the Warring States period, the participation of the shi in battle dwindled as rulers sought men with actual military training, not just aristocratic background.Ebrey (2006), 29–30. This was also a period where philosophical schools flourished in China, while intellectual pursuits became highly valued amongst statesmen.Ebrey (2006), 32. Thus, the shi eventually became renowned not for their warrior's skills, but for their scholarship, abilities in administration, and sound ethics and morality supported by competing philosophical schools.Ebrey (2006), 32–39.
The victor of this war was Liu Bang, who initiated four centuries of unification of China proper under the Han dynasty (202 BC–AD 220). In 165 BC, Emperor Wen introduced the first method of recruitment to civil service through examinations, while Emperor Wu (r. 141–87 BC), cemented the ideology of Confucius into mainstream governance installed a system of recommendation and nomination in government service known as xiaolian, and a national academyCreel, H.G. (1949). Confucius: The Man and the Myth. New York: John Day Company. pp. 239–241
In the Sui dynasty (581–618) and the subsequent Tang dynasty (618–907) the shi class would begin to present itself by means of the fully standardized civil service examination system, of partial recruitment of those who passed standard exams and earned an official degree. Yet recruitment by recommendations to office was still prominent in both dynasties. It was not until the Song dynasty (960–1279) that the recruitment of those who passed the exams and earned degrees was given greater emphasis and significantly expanded.Ebrey (1999), 145–146. The shi class also became less aristocratic and more bureaucratic due to the highly competitive nature of the exams during the Song period.
Beyond serving in the administration and the judiciary, scholar-officials also provided government-funded social services, such as prefectural or county schools, free-of-charge public hospitals, retirement homes and paupers' graveyards.Gernet, 172.Ebrey et al., East Asia, 167.Yuan, 193–199. Scholars such as Shen Kuo (1031–1095) and Su Song (1020–1101) dabbled in every known field of science, mathematics, music and statecraft,Ebrey et al., East Asia, 162–163. while others like Ouyang Xiu (1007–1072) or Zeng Gong (1019–1083) pioneered ideas in early epigraphy, archeology and philology.Ebrey, Cambridge Illustrated History of China, 148.Fraser & Haber, 227.
From the 11th to 13th century, the number of exam candidates participating in taking the exams increased dramatically from merely 30,000 to 400,000 by the dynasty's end.Ebrey (2006), 160. Widespread printing through woodblock and movable type enhanced the spread of knowledge amongst the literate in society, enabling more people to become candidates and competitors vying for a prestigious degree.Ebrey (2006), 159.Fairbank, 94. With a dramatically expanding population matching a growing amount of gentry, while the number of official posts remained constant, the graduates who were not appointed to government would provide critical services in local communities, such as funding public works, running private schools, aiding in tax collection, maintaining order, or writing local .Fairbank, 104.Fairbank, 101–106.Michael, 420–421.Hymes, 132–133.
From the ninth century BC (late Western Zhou dynasty) to around the end of the Warring States period, agricultural land was distributed according to the well-field system (井田), whereby a square area of land was divided into nine identically-sized sections; the eight outer sections (私田; sītián) were privately cultivated by farmers and the center section (公田; gōngtián) was communally cultivated on behalf of the landowning aristocrat. When the system became economically untenable in the Warring States period, it was replaced by a system of private land ownership. It was first suspended in the state of Qin by Shang Yang and other states soon followed suit.
From AD 485–763, land was equally distributed to farmers under the equal-field system (均田). Families were issued plots of land on the basis of how many able men, including slaves, they had; a woman would be entitled to a smaller plot. As government control weakened in the 8th century, land reverted into the hands of private owners.
Song dynasty (950–1279) rural farmers engaged in the small-scale production of wine, charcoal, paper, textiles, and other goods.Ebrey, Cambridge Illustrated History of China, 141.
By the Ming dynasty (1368–1644), the socioeconomic class of farmers grew more and more indistinct from another social class in the four occupations: the artisan. Artisans began working on farms in peak periods and farmers often traveled into the city to find work during times of dearth. The distinction between what was town and country was blurred in Ming China, since suburban areas with farms were located just outside and in some cases within the walls of a city.Spence, 13.
Artisans and craftsmen were either government-employed or worked privately. A successful and highly skilled artisan could often gain enough capital in order to hire others as apprentices or additional laborers that could be overseen by the chief artisan as a manager. Hence, artisans could create their own small enterprises in selling their work and that of others, and like the merchants, they formed their own .Gernet, 88–94
Researchers have pointed to the rise of wage labour in late Ming and early Qing workshops in textile, paper and other industries, achieving large-scale production by using many small workshops, each with a small team of workers under a master craftsman.
Although architects and builders were not as highly venerated as the scholar-officials, there were some architectural engineers who gained wide acclaim for their achievements. One example of this would be the Yingzao Fashi printed in 1103, an architectural building manual written by Li Jie (1065–1110), sponsored by Emperor Huizong (r. 1100–1126) for these government agencies to employ and was widely printed for the benefit of literate craftsmen and artisans nationwide.Needham, Volume 4, Part 3, 84.Guo, 4–6.
In the late of Ming dynasty there were many porcelain kilns created that led the Ming dynasty to be economically well off. The Qing emperors like the Kangxi Emperor helped the growth of porcelain export and by allowing an organization of private maritime trade that assisted families who owned private kilns. Chinese export porcelain, designed purely for the European market and unpopular among locals as it lacked the symbolic significance of wares produced for the Chinese home market, was a highly popular trade good.
In China, silk-worm farming was originally restricted to women, and many women were employed in the silk-making industry.
In Imperial China, the merchants, traders, and peddlers of goods were viewed by the scholarly elite as essential members of society, yet were esteemed least of the four occupations in society, due to the view that they were a threat to social harmony from acquiring disproportionally large incomes, market manipulation or exploiting farmers.
However, the merchant class of China throughout all of Chinese history were usually wealthy and held considerable influence above its supposed social standing. The Confucian philosopher Xun Kuang encouraged economic cooperation and exchange. The distinction between gentry and merchants was not as clear or entrenched as in Japan and Europe, and merchants were even welcomed by gentry if they abided by Confucian moral duties. Merchants accepted and promoted Confucian society by funding education and charities, and advocating Confucian values of self-cultivation of integrity, frugality, and hard work. By the late imperial period, it was a trend in some regions for scholars to switch to careers as merchants. William Rowe's research of rural elites in late imperial Hanyang, Hubei shows that there was a very high level of overlap and mixing between the gentry and the merchants.
Han dynasty writers mention merchants owning huge tracts of land.Ch'ü (1969), 113–114. A merchant who owned property worth a thousand catty of gold—equivalent to ten million cash coins—was considered a great merchant.Ch'ü (1972), 114. Such a fortune was one hundred times larger than the average income of a middle class landowner-cultivator and dwarfed the annual 200,000 cash-coin income of a marquess who collected taxes from a thousand households.Ch'ü (1972), 114–115. Some merchant families made fortunes worth over a hundred million cash, which was equivalent to the wealth acquired by the highest officials in government.Ch'u (1972), 115–117. Itinerant merchants who traded between a network of towns and cities were often rich as they had the ability to avoid registering as merchants (unlike the shopkeepers),Nishijima (1986), 576. Chao Cuo (d. 154 BC) states that they wore fine silks, rode in carriages pulled by fat horses, and whose wealth allowed them to associate with government officials.Nishijima (1986), 576–577; Ch'ü (1972), 114; see also Hucker (1975), 187.
Historians like Yu Yingshi and Billy So have shown that as Chinese society became increasingly commercialized from the Song dynasty onward, Confucianism had gradually begun to accept and even support business and trade as legitimate and viable professions, as long as merchants stayed away from unethical actions. Merchants in the meantime had also benefited from and utilized Confucian ethics in their business practices. By the Song period, merchants often colluded with the scholarly elite; as early as 955, the Scholar-officials themselves were using intermediary agents to participate in trading.Gernet, Jacques (1962). Daily Life in China on the Eve of the Mongol Invasion, 1250–1276. Translated by H.M. Wright. Stanford: Stanford University Press. pp. 68–69 Since the Song government took over several key industries and imposed strict state monopolies, the government itself acted as a large commercial enterprise run by scholar-officials.Gernet, 77. The state also had to contend with the merchant ; whenever the state requisitioned goods and assessed taxes it dealt with guild heads, who ensured fair prices and fair wages via official intermediaries.Gernet, 88.Ebrey et al., East Asia, 157.
By the late Ming dynasty, the officials often needed to solicit funds from powerful merchants to build new roads, schools, bridges, pagodas, or engage in essential industries, such as book-making, which aided the gentry class in education for the imperial examinations.Brook, 90–93, 129–130, 151. Merchants began to imitate the highly cultivated nature and manners of scholar-officials in order to appear more cultured and gain higher prestige and acceptance by the scholarly elite.Brook, 128–129, 134–138. They even purchased printed books that served as guides to proper conduct and behavior and which promoted merchant morality and business ethics.Brook, 215–216. The social status of merchants rose to such significanceYu Yingshi 余英時, Zhongguo Jinshi Zongjiao Lunli yu Shangren Jingshen 中國近世宗教倫理與商人精神. (Taipei: Lianjing Chuban Shiye Gongsi, 1987).Billy So, Prosperity, Region, and Institutions in Maritime China. (Cambridge: Harvard University Press, 2000), 253–279.Billy So, “Institutions in market economies of premodern maritime China.” In Billy So ed., The Economy of Lower Yangzi Delta in Late Imperial China. (New York: Routledge, 2013), 208–232. that by the late Ming period, many scholar-officials were unabashed to declare publicly in their official family histories that they had family members who were merchants.Brook, 161 The scholar-officials' dependence upon merchants received semi-legal standing when scholar-official Qiu Jun (1420–1495), argued that the state should only mitigate market affairs during times of pending crisis and that merchants were the best gauge in determining the strength of a nation's riches in resources.Brook, 102. The Imperial court followed this guideline by granting merchants licenses to trade in salt in return for grain shipments to frontier garrisons in the north.Brook, 108. The state realized that merchants could buy salt licenses with silver and in turn boost state revenues to the point where buying grain was not an issue.
Merchants banded in organisations known as huiguan or gongsuo; pooling capital was popular as it distributed risk and eased the barriers to market entry. They formed partnerships known as huoji zhi (silent investor and active partner), lianhao zhi (subsidiary companies), jingli fuzhe zhi (owner delegates control to a manager), xuetu zhi (apprenticeship), and hegu zhi (shareholding). Merchants had a tendency to invest their profits in vast swathes of land.
In the sixteenth century, lords began to centralise administration by replacing enfeoffment with stipend grants, and placing pressure on vassals to relocate into castle towns, away from independent power bases. Military commanders became rotated to avert the formation of strong personal loyalties from the troops. Artisans and merchants were solicited by these lords and sometimes received official appointments. This century was a period of exceptional social mobility, with instances of merchants of samurai-descent or commoners becoming samurai. By the eighteenth century samurai and merchants had become interwoven intimately, despite general samurai hostility toward merchants who as their creditors were blamed for the financial difficulties of a debt-ridden samurai class.
From the late 8th century, succession wars in Silla, as well as frequent peasant uprisings, led to the dismantling of the bone-rank system. Head rank 6 leaders sojourned to China for study, while regional governance fell into the hojok or castle-lords commanding private armies detached from the central regime. These factions coalesced, introducing a new national ideology that was an amalgamation of Chan Buddhism, Confucianism and Feng Shui, laying the foundation for the formation of the new Goryeo Kingdom. King Gwangjong of Goryeo introduced a civil service examination system in 958, and King Seongjong of Goryeo complemented it with the establishment of a Confucian-style educational facilities and administration structures, extending for the first time to local areas. However, only aristocrats were permitted to sit for these examinations, and the sons of officials of at least 5th rank were exempt completely.
In Joseon Korea, the Scholar occupation took the form of the noble yangban class, which prevented the lower classes from taking the advanced gwageo exams so they could dominate the bureaucracy. Below the yangban were the chungin, a class of privileged commoners who were petty bureaucrats, scribes, and specialists. The chungin were actually the least populous class, even smaller than the yangban. The yangban constituted 10% of the population. From the mid-Joseon period, military officers and civil officials were separately derived from different clans.
Overseas Chinese merchant families in British Malaya and the Dutch Indies donated generously to the provision of defence and disaster relief programs in China in order to receive nominations to the Imperial Court for honorary official ranks. These ranged from chün-hsiu, a candidate for the Imperial examinations, to chih-fu () or tao-t'ai (), prefect and circuit intendant respectively. The bulk of these sinecure purchases were at the level of t'ungchih (), or sub-prefect, and below. Garbing themselves in the official robes of their rank in most ceremonial functions, these wealthy dignitaries would adopt the conduct of scholar-officials. Chinese language newspapers would list them exclusively as such and precedence at social functions would be determined by title.
In colonial Indonesia, the Dutch government appointed Kapitan Cina, who held the ranks of Majoor, Kapitein or Luitenant der Chinezen with legal and political jurisdiction over the colony's Chinese subjects. The officers were overwhelmingly recruited from old families of the 'Cabang Atas' or the Chinese gentry of colonial Indonesia. Although appointed without state examinations, the Chinese officers emulated the scholar-officials of Imperial China, and were traditionally seen locally as upholders of the Confucian social order and peaceful coexistence under the Dutch colonial authorities. For much of its history, appointment to the Chinese officership was determined by family background, social standing and wealth, but in the twentieth century, attempts were made to elevate meritorious individuals to high rank in keeping with the colonial government's so-called Ethical Policy.
The merchant and labour partnerships of China developed into the Kongsi Federations across Southeast Asia, which were associations of Chinese settlers governed through direct democracy. On Kalimantan they established sovereign states, the such as the Lanfang Republic, which bitterly resisted Dutch colonisation in the Kongsi Wars.
The Mandate of Heaven does not require noble birth, depending instead on just and able performance. The Han dynasty and Ming dynasty were founded by men of common origins.
Although his royal family and noble extended family were also highly respected, they did not command the same level of authority.
During the initial and end phases of the Han dynasty, the Western Jin dynasty, and the Northern and Southern dynasties, the members of the Imperial clan were enfeoffed with vassal states, controlling military and political power: they often usurped the throne, intervened in Imperial succession, or fought civil wars.Wang, R.G., p. xx From the 8th century on, the Tang dynasty imperial clan was restricted to the capital and denied fiefdoms, and by the Song dynasty were also denied any political power. By the Southern Song dynasty, imperial princes were assimilated into the scholars, and had to take the imperial examinations to serve in government, like commoners. The Yuan dynasty favoured the Mongol tradition of distributing Khanates, and under this influence, the Ming dynasty also revived the practice of granting titular "kingdoms" to Imperial clan members, although they were denied political control;Wang, R.G. p. xxi only near the end of the dynasty were some permitted to partake in the examinations to qualify for government service as common scholars.Wang, R.G. p. 10
Fortune-tellers such as geomancers and astrologers were not highly regarded.
Buddhism monkhood grew immensely popular from the fourth century, where the monastic life's exemption from tax proved alluring to poor farmers. 4,000 government-funded monasteries were established and maintained through the medieval period, eventually leading to multiple persecutions of Buddhism in China, a lot of the contention being over Buddhist monasteries' exemption from government taxation,Gernet, Jacques. Verellen, Franciscus. Buddhism in Chinese Society. 1998. pp. 14, 318-319 but also because later Neo-Confucianism scholars saw Buddhism as an alien ideology and threat to the moral order of society.Wright, 88–94.
However from the fourth to twentieth centuries, Buddhist monks were frequently sponsored by the elite of society, sometimes even by Confucian scholars, with monasteries described as "in size and magnificence no prince's house could match".
Soldiers were not highly respected members of society,Gernet, 102–103. specifically from the Song dynasty onward, due to the newly instituted policy of "Emphasizing the civil and downgrading the military" ().Peers, p. 128 Soldiers traditionally came from farming families, while some were simply debtors who fled their land (whether owned or rented) to escape lawsuits by creditors or imprisonment for failing to pay taxes.Gernet, 102–103. Peasants were encouraged to join militias such as the Baojia system (保甲) or Tuanlian (團練),Peers, pp. 114, 130 but full-time soldiers were usually hired from amnestied bandits or vagabonds, and peasant militia were generally regarded as the more reliable.Peers, pp. 128-130,180,199
From the 2nd century BC onward, soldiers along China's frontiers were also encouraged by the state to settle down on their own farm lots in order for the food supply of the military to become self-sufficient, under the Tuntian system (屯田), the Weisuo system (衛所) and the Fubing system (府兵).
However, for those without formal education, the quickest way to power and the upper echelons of society was to join the military.Lorge, 43.Ebrey et al., East Asia, 166. Although the soldier was looked upon with a bit of disdain by scholar-officials and cultured people, military officers with successful careers could gain a considerable amount of prestige.Graff, 25–26 Despite the claim of moral high ground, scholar-officials often commanded troops and wielded military power.
Entertainers and courtiers were often dependents upon the wealthy or were associated with the often-perceived immoral pleasure grounds of urban entertainment districts. Musicians who played music as full-time work were of low status. To give them official recognition would have given them more prestige.
"Proper" music was considered a fundamental aspect of nurturing of character and good government, but vernacular music, as defined as having "irregular movements" was criticised as corrupting for listeners. In spite of this, Chinese society idolized many musicians, even women musicians (who were seen as seductive) such as Cai Yan (c. 177) and Wang Zhaojun (40–30 BC).
Private theatre troupes in the homes of wealthy families were a common practice.
Professional dancers of the period were of low social status and many entered the profession through poverty, although some such as Zhao Feiyan achieved higher status by becoming concubines. Another dancer was Wang Wengxu (王翁須) who was forced to become a domestic singer-dancer but who later bore the future Emperor Xuan of Han. Original text: 趙後腰骨纖細,善踽步而行,若人手持花枝,顫顫然,他人莫可學也。
Institutions were set up to oversee the training and performances of music and dances in the imperial court, such as the Great Music Bureau (太樂署) and the Drums and Pipes Bureau (鼓吹署) responsible for ceremonial music. Emperor Gaozu set up the Royal Academy, while Emperor Xuanzong established the Pear Garden for the training of musicians, dancers and actors. There were around 30,000 musicians and dancers at the imperial court during the reign of Emperor Xuanzong, with most specialising in yanyue. All were under the administration of the Drums and Pipes Bureau and an umbrella organization called the Taichang Temple (太常寺).
Professional artists had similarly low status.
Six dynasties, Tang dynasty, and to a partial extent Song dynasty society also contained a complex system of servile groups included under "mean people" (賤人) that formed intermediate standings between the four occupations and outright slavery. These were, in descending order:
Scholar-Officials
/ref> whereby officials would select candidates to take part in an examination of the Confucian classics, from which Emperor Wu would select officials.Edward A Kracke Jr, Civil Service in Early Sung China, 960-1067, p 253
Nóng (农/農)
Gōng (工)
Shāng (商)
Outside China
Ryukyu Kingdom
Japan
Korea
Vietnam
Maritime Southeast Asia
Unclassified occupations
Imperial clan
Eunuchs
Religious workers
Military
Entertainers
Slaves
And in private service,
These performed a wide assortment of jobs in households, in agriculture, delivering messages or as private guards.
See also
Notes
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